STRATEGIC AFFILIATIONS

REGULATORY COMPLIANCE SPECIALISTS, LLC is focused on the compliance aspects of the financial services industry. RCS maintains a strategic affiliation in order to facilitate its clients obtaining additional services.

In order to provide clients with legal services in the financial services, business strategy and individual planning processes, RCS has a relationship with the law firm of Laakso, Lukander & Ruohola Attorneys at Law Ltd. (www.llr.fi). Laakso, Lukander & Ruohola Attorneys at Law Ltd. can provide a broad array of legal services, including, but not limited to:

Stock Purchase Negotiations & Agreements
Merger & Acquisition Negotiations & Agreements
Private Placement Memorandums
Stock Option Plans
Compensatory Benefit Plans
Contract Formulation & Review of Selling Agreements, Vendor Agreements, Clearing Firm Agreements & Other Service Agreements
Expense Sharing Agreements for Broker/Dealers
Investment Adviser Agreements for Mutual Fund Boards
Investment Advisory Customer Agreements
Investment Adviser Solicitor Agreements
Securities Filings
Insurance Product Filings
Promissory Notes
Letters of Intent
Letters of Revocation
Escrow Agreements
Wills
Trusts
Estate Planning
Asset Protection
Durable Powers of Attorney
Living Wills
Contract Formulation & Negotiation
Real Estate Transactions
Corporate Formations
Corporation Actions & Documentation
Partnership Formations
Limited Liability Company Formations
Board of Directors Participation & Consultation
Client representation for Investment Losses due to Misrepresentation, Churning, Unsuitable Recommendations
Alternative Dispute Resolution, Generally
Arbitrations Involving Broker/Dealers & Investment Advisers
Etc.

The staff of LLR is licensed to practice law in the jurisdictions of Colorado, Pennsylvania and Washington DC. The staff may also practice in other jurisdictions to the extent that the other jurisdiction has adopted multi-jurisdictional practice regulations, which typically provide for the ability to engage in a transactional practice involving federal law.

Home Mission Statement Experience Products & Services - Business Clients - Individuals News Strategic Affiliations Contact Us		STRATEGIC AFFILIATIONS REGULATORY COMPLIANCE SPECIALISTS, LLC is focused on the compliance aspects of the financial services industry. RCS maintains a strategic affiliation in order to facilitate its clients obtaining additional services. In order to provide clients with legal services in the financial services, business strategy and individual planning processes, RCS has a relationship with the law firm of Laakso, Lukander & Ruohola Attorneys at Law Ltd. (www.llr.fi). Laakso, Lukander & Ruohola Attorneys at Law Ltd. can provide a broad array of legal services, including, but not limited to: Stock Purchase Negotiations & Agreements Merger & Acquisition Negotiations & Agreements Private Placement Memorandums Stock Option Plans Compensatory Benefit Plans Contract Formulation & Review of Selling Agreements, Vendor Agreements, Clearing Firm Agreements & Other Service Agreements Expense Sharing Agreements for Broker/Dealers Investment Adviser Agreements for Mutual Fund Boards Investment Advisory Customer Agreements Investment Adviser Solicitor Agreements Securities Filings Insurance Product Filings Promissory Notes Letters of Intent Letters of Revocation Escrow Agreements Wills Trusts Estate Planning Asset Protection Durable Powers of Attorney Living Wills Contract Formulation & Negotiation Real Estate Transactions Corporate Formations Corporation Actions & Documentation Partnership Formations Limited Liability Company Formations Board of Directors Participation & Consultation Client representation for Investment Losses due to Misrepresentation, Churning, Unsuitable Recommendations Alternative Dispute Resolution, Generally Arbitrations Involving Broker/Dealers & Investment Advisers Etc. The staff of LLR is licensed to practice law in the jurisdictions of Colorado, Pennsylvania and Washington DC. The staff may also practice in other jurisdictions to the extent that the other jurisdiction has adopted multi-jurisdictional practice regulations, which typically provide for the ability to engage in a transactional practice involving federal law.
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